SFC fines Glory Sun Securities Ltd HK$1.2m, suspends current and former ROs
SFC, 15-Jul-2019
The firm is a partly-owned subsidiary of Glory Sun Financial (1282). The firm's controls were ineffective to prevent naked short-selling by an account executive, Hui Kwok Piu.

• Orgs
  • COSLIGHT TECHNOLOGY INTERNATIONAL GROUP LIMITED
  • Glory Sun Securities Limited
  • Renze Harvest International Limited
• People
  • Hui, Kwok Piu 許國標
  • Wong, Eva (SFC:AEU477) 黃鳳寶
• Topics
  • Short-selling