James, Joel Graeme
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICAP Equities Asia Limited | Rep | Dealing in securities | 2011-01-28 | 2014-06-24 | RO | Dealing in futures contracts | 2014-03-10 | 2018-09-30 | RO | Dealing in securities | 2014-06-24 | 2018-09-30 |
| 2 | ICAP Securities Hong Kong Limited | RO | Dealing in futures contracts | 2015-01-06 | 2018-09-30 | RO | Dealing in securities | 2015-01-06 | 2018-09-30 | RO | Dealing in futures contracts | 2018-10-01 | 2022-09-30 | RO | Dealing in securities | 2018-10-01 | 2022-09-30 |
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