Oliver, James Campbell
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICAP Equities Asia Limited | Rep | Dealing in securities | 2011-04-01 | 2012-10-24 |
| 2 | Marex HK Asia Limited | RO | Dealing in securities | 2014-11-20 | 2015-10-14 |
| 3 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-11-26 | 2011-03-02 | Rep | Dealing in futures contracts | 2012-11-23 | 2014-06-28 |
| 4 | Newedge Broker Limited | Rep | Automated trading services | 2008-11-26 | 2009-07-31 | Rep | Dealing in futures contracts | 2008-11-26 | 2009-07-31 | Rep | Dealing in securities | 2008-11-26 | 2009-07-31 |
| 5 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-11-26 | 2011-03-02 | Rep | Dealing in securities | 2008-11-26 | 2011-03-02 | Rep | Dealing in futures contracts | 2012-11-23 | 2014-06-28 | Rep | Dealing in securities | 2012-11-23 | 2014-06-28 |
| 6 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-11-25 | 2016-08-16 | Rep | Dealing in securities | 2015-11-25 | 2016-08-16 | RO | Dealing in futures contracts | 2016-08-16 | 2017-02-16 | RO | Automated trading services | 2016-08-16 | 2017-02-21 | RO | Dealing in securities | 2016-08-16 | 2017-02-21 |
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