Chan, Ka Ying (SFC:APZ133) 陳嘉盈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2016-07-05 | 2022-08-03 | Rep | Dealing in securities | 2016-07-05 | 2022-08-03 |
| 2 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Dealing in securities | 2007-11-07 | 2008-07-20 |
| 3 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2008-12-29 | 2010-06-12 |
| 4 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-12-18 | 2010-06-12 |
| 5 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-08-30 | 2014-07-21 |
| 6 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-08-30 | 2014-07-21 |
| 7 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-06-29 | 2012-04-12 |
| 8 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-29 | 2012-04-12 |
| 9 | PLATINUM BROKING COMPANY LIMITED | Rep | Dealing in securities | 2008-08-01 | 2008-09-16 |
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