Hang, Hugh Hai Tho 韓海疇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BANK OF COMMUNICATIONS TRUSTEE LIMITED | Rep | Advising on securities | 2005-04-29 | 2008-11-25 | Rep | Dealing in securities | 2005-04-29 | 2008-11-25 |
2 | China Hong Kong Capital Asset Management Company Limited | Rep | Dealing in securities | 2015-05-18 | 2015-06-26 | Rep | Asset management | 2015-05-18 | 2015-07-28 | RO | Dealing in securities | 2015-06-26 | 2016-03-24 | RO | Asset management | 2015-07-28 | 2016-03-24 |
3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-12-02 | 2009-08-07 |
4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-03-23 | 2009-08-07 |
5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-12-02 | 2009-08-07 |
6 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2013-03-15 | 2015-05-08 | Rep | Asset management | 2013-03-15 | 2015-05-08 | RO | Dealing in securities | 2013-09-19 | 2015-05-08 |
7 | FULL HOUSE ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2017-07-17 | 2020-08-31 | RO | Asset management | 2017-07-17 | 2020-08-31 |
8 | HOI YICK INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2016-05-10 | 2017-07-07 | RO | Asset management | 2016-05-10 | 2017-07-07 | RO | Dealing in securities | 2016-05-10 | 2017-07-07 |
9 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-14 | 2012-04-12 |
10 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-14 | 2012-04-12 |
11 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-05-17 | 2013-03-09 |
12 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-05-17 | 2013-03-09 |
13 | Renascence Capital Limited | RO | Advising on securities | 2020-09-07 | RO | Asset management | 2020-09-07 |
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