Wong, Chi Ching (SFC:AGJ939) 黃智清
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2007-10-04 | 2008-12-05 | Rep | Dealing in securities | 2007-10-04 | 2008-12-05 |
2 | BOCOM International Holdings Company Limited | Rep | Advising on corporate finance | 2004-05-03 | 2008-03-03 | Rep | Dealing in securities | 2004-05-03 | 2008-03-03 |
3 | BOCOM International Securities Limited | Rep | Dealing in securities | 2007-09-12 | 2008-12-05 |
4 | Founder Securities (Hong Kong) Capital Company Limited | RO | Dealing in securities | 2018-06-01 | 2018-07-07 |
5 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-05-26 | 2017-11-02 | RO | Dealing in securities | 2017-11-02 | 2018-07-07 |
6 | Funderstone Securities Limited | Rep | Dealing in securities | 2012-05-04 | 2012-07-23 |
7 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-04-17 | |
8 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-30 | Rep | Advising on securities | 2003-12-30 | Rep | Asset management | 2003-12-30 | Rep | Dealing in securities | 2004-04-17 |
9 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-05-31 | 2012-04-12 |
10 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-10 | 2012-04-12 |
11 | Quam Securities Limited | Rep | Dealing in securities | 2018-09-14 | 2020-09-30 |
12 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on corporate finance | 2009-03-19 | 2009-04-23 | Rep | Dealing in securities | 2009-03-19 | 2009-04-23 |
13 | Taiping Securities (HK) Co Limited | Rep | Dealing in securities | 2014-05-27 | 2017-05-06 |
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