Yau, Ka Hei (SFC:ARG523) 游嘉熙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-10-13 | 2012-03-16 |
| 2 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-13 | 2012-03-16 |
| 3 | Open Securities Limited | Rep | Dealing in futures contracts | 2013-05-06 | 2014-07-25 | Rep | Dealing in securities | 2013-05-06 | 2014-07-25 |
| 4 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2012-03-27 | 2013-04-22 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2012-03-27 | 2013-04-22 |
| 6 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2021-04-20 | 2023-11-09 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2021-04-20 | 2023-11-09 |
| 8 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-08-08 | 2021-02-26 | Rep | Dealing in securities | 2023-11-22 |
| 9 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-08-08 | 2021-02-26 | Rep | Dealing in futures contracts | 2023-11-22 |
| 10 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2008-06-27 | 2009-10-01 |
| 11 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-08-28 | 2009-10-01 |
| 12 | VALUABLE CAPITAL LIMITED | Rep | Dealing in futures contracts | 2021-03-09 | 2021-03-26 | Rep | Dealing in securities | 2021-03-09 | 2021-03-26 |
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