To, Ronald Kwok Chien 杜國鍵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Asset management | 2012-06-19 | 2012-09-03 | RO | Asset management | 2012-09-03 | 2014-11-07 | Rep | Advising on securities | 2013-04-19 | 2014-11-07 |
| 2 | Beyond Hong Kong Limited | Rep | Asset management | 2022-11-29 | 2023-02-02 | RO | Asset management | 2023-02-02 | 2023-09-30 |
| 3 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-11-10 | Rep | Advising on securities | 2003-11-10 | Rep | Asset management | 2003-11-10 |
| 4 | IMPERIAL DRAGON ASSET MANAGEMENT LIMITED | RO | Asset management | 2007-08-13 | 2011-12-31 |
| 5 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | RO | Asset management | 2006-06-13 | 2007-01-01 |
| 6 | KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED | RO | Asset management | 2005-05-04 | 2007-01-01 |
| 7 | KINGSWAY SW ASSET MANAGEMENT LIMITED | RO | Asset management | 2006-06-13 | 2007-01-01 | RO | Advising on corporate finance | 2006-11-06 | 2007-01-01 |
| 8 | NAPA GLOBAL LIMITED | Rep | Advising on corporate finance | 2003-11-10 | Rep | Advising on securities | 2003-11-10 | Rep | Asset management | 2003-11-10 |
| 9 | SBI China Capital Asset Management Limited | RO | Asset management | 2015-02-04 | 2016-08-31 |
| 10 | SBI China Capital Securities Limited | Rep | Advising on corporate finance | 2003-11-10 | Rep | Advising on securities | 2003-11-10 | Rep | Asset management | 2003-11-10 | Rep | Dealing in securities | 2003-11-10 |
| 11 | SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED | RO | Asset management | 2006-06-13 | 2007-01-01 | RO | Advising on corporate finance | 2006-11-06 | 2007-01-01 |
| 12 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-10-29 | 2014-11-07 |
| 13 | SUNFUND FUND MANAGEMENT LIMITED | RO | Asset management | 2017-02-10 | 2018-11-07 |
| 14 | SUNFUND SECURITIES LIMITED | Rep | Dealing in securities | 2017-06-07 | 2018-11-07 | RO | Advising on securities | 2017-10-06 | 2018-11-07 |
| 15 | Tokio Marine Investment Services, Limited | Rep | Asset management | 2007-02-15 | 2007-03-17 |
| 16 | Whitestone Capital Technology Limited | RO | Advising on securities | 2019-12-13 | 2022-05-31 | RO | Asset management | 2019-12-13 | 2022-05-31 |
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