Kim, Bum Suk 金範錫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2008-10-02 | 2012-09-03 |
| 2 | Quam Securities Limited | Rep | Advising on securities | 2012-09-24 | 2014-04-17 |
| 3 | Evergrande Securities (Hong Kong) Limited | Rep | Advising on securities | 2014-05-02 | 2014-11-29 |
| 4 | Quam Securities Limited | Rep | Asset management | 2012-09-24 | 2014-04-17 |
| 5 | Evergrande Securities (Hong Kong) Limited | Rep | Asset management | 2014-05-02 | 2014-11-29 |
| 6 | Quam Securities Limited | Rep | Dealing in futures contracts | 2013-03-14 | 2014-04-17 |
| 7 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-05-02 | 2014-11-29 |
| 8 | FWD Financial Planning Limited (HK) | Rep | Dealing in securities | 2011-03-08 | 2012-09-03 |
| 9 | Quam Securities Limited | Rep | Dealing in securities | 2012-09-24 | 2014-04-17 |
| 10 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-05-02 | 2014-11-29 |
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