Tong, Jenny 湯珍妮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2016-06-24 | 2016-11-05 | Rep | Dealing in securities | 2016-06-24 | 2016-11-05 |
| 2 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-04-18 | 2020-08-21 | Rep | Dealing in securities | 2017-04-18 | 2020-08-21 |
| 3 | Direction Capital Limited | RO | Advising on securities | 2024-06-04 | RO | Asset management | 2024-06-04 |
| 4 | FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2020-10-27 | 2022-03-28 | Rep | Dealing in securities | 2020-10-27 | 2022-03-28 |
| 5 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2003-04-16 | 2006-03-20 | Rep | Advising on securities | 2008-07-07 | 2014-08-25 | Rep | Dealing in securities | 2011-03-31 | 2014-08-25 |
| 6 | JOYFUL CAPITAL HK LIMITED | RO | Advising on securities | 2022-09-21 | 2024-03-05 | RO | Asset management | 2022-09-21 | 2024-03-05 |
| 7 | Motto Global Asset Management Limited | Rep | Advising on securities | 2024-04-25 | 2024-04-30 | Rep | Asset management | 2024-04-25 | 2024-04-30 |
| 8 | THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2006-04-21 | 2007-05-18 |
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