Ng, Ka Yin (SFC:ACQ226) 吳家燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-09 | |
| 2 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2003-07-09 | |
| 3 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Asset management | 2003-07-09 | |
| 4 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-11-12 | |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2005-11-17 | 2006-01-19 |
| 6 | Instinet Alpha Trading Limited | Rep | Dealing in securities | 2006-02-01 | 2007-03-01 |
| 7 | INSTINET PACIFIC LIMITED | Rep | Dealing in securities | 2006-02-01 | 2015-06-12 |
| 8 | Instinet Alpha Trading Limited | Rep | Advising on securities | 2006-02-20 | 2007-03-01 |
| 9 | Instinet Alpha Trading Limited | Rep | Automated trading services | 2006-02-20 | 2007-03-01 |
| 10 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2006-02-20 | 2015-06-12 |
| 11 | INSTINET PACIFIC LIMITED | Rep | Automated trading services | 2006-02-20 | 2015-06-12 |
| 12 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2015-07-31 | 2017-05-04 |
| 13 | KWOK HING SECURITIES LIMITED | Rep | Dealing in securities | 2017-10-20 | 2018-08-23 |
| 14 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2018-09-13 | 2019-11-20 |
| 15 | KWOK HING SECURITIES LIMITED | Rep | Dealing in securities | 2020-04-21 |
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