Tse, Perry 謝柏年
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Interactive Brokers Hong Kong Limited | Rep | Dealing in futures contracts | 2015-05-21 | Rep | Dealing in securities | 2015-05-21 | Rep | Leveraged foreign exchange trading | 2015-05-21 |
2 | Interactive Brokers LLC | Rep | Dealing in securities | 2009-11-09 | 2016-12-31 | Rep | Dealing in futures contracts | 2009-12-17 | 2016-12-31 | Rep | Leveraged foreign exchange trading | 2010-01-29 | 2016-12-31 |
3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-06-17 | 2009-09-30 |
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