Lau, Yuen Hung 劉婉鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2004-04-28 | 2011-05-03 |
| 2 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2018-09-10 | 2020-01-02 | RO | Dealing in securities | 2020-01-02 | 2020-11-26 | Rep | Dealing in securities | 2020-12-23 | 2021-04-08 | RO | Dealing in securities | 2021-04-08 | 2021-10-30 |
| 3 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2011-06-17 | 2018-07-19 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Advising on securities | 2003-12-16 | Rep | Asset management | 2003-12-16 | Rep | Advising on corporate finance | 2004-01-13 | Rep | Automated trading services | 2004-04-27 | Rep | Dealing in securities | 2004-04-27 |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2021-11-15 | 2022-03-01 | RO | Dealing in securities | 2022-03-01 |
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