Lee, Geng Rong 李耿融
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Atlantic Asset Management Limited | RO | Asset management | 2015-07-16 | 2016-06-01 |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2003-10-10 | 2003-12-16 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2003-10-10 | 2003-12-16 |
| 4 | CHRISTFUND FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-12-02 | 2006-11-30 |
| 5 | CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2004-12-02 | 2006-11-30 |
| 6 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-01-02 | 2004-02-04 |
| 7 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2004-01-02 | 2004-02-04 |
| 8 | GLOBAL MASTERMIND ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-02-21 | 2020-05-13 |
| 9 | GLOBAL MASTERMIND FUTURES LIMITED | RO | Dealing in futures contracts | 2018-05-08 | 2020-07-06 |
| 10 | GLOBAL MASTERMIND SECURITIES LIMITED | RO | Advising on securities | 2017-04-10 | 2020-11-20 | RO | Dealing in securities | 2017-04-10 | 2020-11-20 |
| 11 | Glory Sun Securities Limited | Rep | Dealing in futures contracts | 2013-03-11 | 2013-04-16 | RO | Dealing in futures contracts | 2013-04-16 | 2016-06-01 | Rep | Dealing in securities | 2013-05-27 | 2016-06-01 | RO | Asset management | 2014-03-20 | 2014-10-29 | RO | Advising on securities | 2014-03-20 | 2016-06-01 | Rep | Asset management | 2014-10-29 | 2016-06-01 |
| 12 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-01-07 | 2013-02-26 | RO | Dealing in futures contracts | 2013-01-07 | 2013-02-26 |
| 13 | JIMEI FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-06-16 | 2010-08-09 | RO | Dealing in futures contracts | 2010-08-09 | 2012-12-31 |
| 14 | JIMEI SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-16 | 2012-12-31 |
| 15 | Jingdong Securities Limited | RO | Advising on securities | 2023-01-18 | 2023-12-28 | RO | Asset management | 2023-01-18 | 2023-12-28 |
| 16 | KGI ASIA LIMITED | Rep | Dealing in securities | 2004-02-10 | 2004-12-01 |
| 17 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-02-10 | 2004-12-01 |
| 18 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-12-20 | 2009-06-15 |
| 19 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2006-12-20 | 2009-06-15 |
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