Chu, Kuan Hsun 朱光勳

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 AISANCE ASSET MANAGEMENT LIMITED Rep Asset management 2006-03-24 2009-08-10
RO Dealing in futures contracts 2008-08-05 2013-02-22
RO Asset management 2009-08-10 2014-12-31
2 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED RO Dealing in securities 2004-04-19 2004-05-25
3 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED RO Dealing in futures contracts 2004-04-19 2004-05-25
4 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED RO Advising on corporate finance 2004-03-30
RO Advising on securities 2004-03-30
RO Asset management 2004-03-30
RO Automated trading services 2004-03-30
RO Dealing in securities 2004-05-25
5 KGI ASIA LIMITED Rep Dealing in securities 2004-06-21 2004-10-11
RO Dealing in securities 2004-10-11 2017-10-02
RO Advising on securities 2005-08-18 2017-10-02
RO Advising on securities 2017-10-03 2022-05-31
RO Dealing in securities 2017-10-03 2022-05-31
6 KGI Asset Management Limited RO Asset management 2015-03-17 2022-05-31
7 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2004-06-21 2004-10-11
RO Dealing in futures contracts 2004-10-11 2022-05-31
RO Advising on futures contracts 2005-08-18 2022-05-31
8 KGI SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2004-06-21 2004-10-11
RO Dealing in securities 2004-10-11 2017-10-02
RO Advising on securities 2005-08-18 2017-10-02
9 SINOPAC SECURITIES (ASIA) LIMITED RO Advising on futures contracts 2022-06-06
RO Advising on securities 2022-06-06
RO Asset management 2022-06-06
RO Dealing in futures contracts 2022-06-06
RO Dealing in securities 2022-06-06

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