Chu, Kuan Hsun 朱光勳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AISANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2006-03-24 | 2009-08-10 | RO | Dealing in futures contracts | 2008-08-05 | 2013-02-22 | RO | Asset management | 2009-08-10 | 2014-12-31 |
2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | RO | Dealing in securities | 2004-04-19 | 2004-05-25 |
3 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | RO | Dealing in futures contracts | 2004-04-19 | 2004-05-25 |
4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | RO | Advising on corporate finance | 2004-03-30 | RO | Advising on securities | 2004-03-30 | RO | Asset management | 2004-03-30 | RO | Automated trading services | 2004-03-30 | RO | Dealing in securities | 2004-05-25 |
5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2004-06-21 | 2004-10-11 | RO | Dealing in securities | 2004-10-11 | 2017-10-02 | RO | Advising on securities | 2005-08-18 | 2017-10-02 | RO | Advising on securities | 2017-10-03 | 2022-05-31 | RO | Dealing in securities | 2017-10-03 | 2022-05-31 |
6 | KGI Asset Management Limited | RO | Asset management | 2015-03-17 | 2022-05-31 |
7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-06-21 | 2004-10-11 | RO | Dealing in futures contracts | 2004-10-11 | 2022-05-31 | RO | Advising on futures contracts | 2005-08-18 | 2022-05-31 |
8 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-06-21 | 2004-10-11 | RO | Dealing in securities | 2004-10-11 | 2017-10-02 | RO | Advising on securities | 2005-08-18 | 2017-10-02 |
9 | SINOPAC SECURITIES (ASIA) LIMITED | RO | Advising on futures contracts | 2022-06-06 | RO | Advising on securities | 2022-06-06 | RO | Asset management | 2022-06-06 | RO | Dealing in futures contracts | 2022-06-06 | RO | Dealing in securities | 2022-06-06 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy