Ou Yang, Kuo Ruei 歐陽國瑞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AISANCE ASSET MANAGEMENT LIMITED | RO | Asset management | 2010-03-17 | 2012-12-07 |
2 | China Sunrise Asset Management Limited | RO | Advising on securities | 2017-07-03 | 2021-02-23 | RO | Asset management | 2017-07-03 | 2021-02-23 | RO | Dealing in securities | 2017-07-03 | 2021-02-23 |
3 | China Sunrise Securities (International) Limited | Rep | Dealing in securities | 2020-04-17 | 2021-02-23 |
4 | Core Pacific - Yamaichi Asset Management Limited | RO | Asset management | 2013-12-17 | 2014-03-13 |
5 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2013-05-23 | 2013-06-04 | Rep | Dealing in securities | 2013-05-23 | 2013-06-04 | RO | Advising on securities | 2013-06-04 | 2014-03-13 | RO | Dealing in securities | 2013-06-04 | 2014-03-13 |
6 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-05-23 | 2013-06-04 | RO | Dealing in securities | 2013-06-04 | 2014-03-13 |
7 | JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2006-01-05 | 2007-09-08 |
8 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-03-17 | 2010-07-30 | Rep | Advising on securities | 2010-03-17 | 2012-03-12 | RO | Dealing in securities | 2010-07-30 | 2012-12-07 | RO | Advising on securities | 2012-03-12 | 2012-12-07 |
9 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2008-11-06 | 2010-07-30 | Rep | Advising on securities | 2008-11-06 | 2010-10-27 | RO | Asset management | 2009-05-15 | 2010-04-01 | RO | Dealing in securities | 2010-07-30 | 2012-12-07 | RO | Advising on securities | 2010-10-27 | 2012-12-07 |
10 | Lion Global Financial Limited | Rep | Advising on securities | 2008-01-29 | 2008-05-28 |
11 | PREFERRED INVESTMENT ADVISORS (H.K) LIMITED | Rep | Asset management | 2008-07-25 | 2008-10-13 |
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