Yau, Atak Chung Tak 邱重德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Core Pacific - Yamaichi Asset Management Limited | Rep | Asset management | 2020-09-30 | |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | RO | Advising on securities | 2014-05-12 | 2016-06-30 | RO | Dealing in securities | 2014-05-12 | 2016-06-30 | RO | Advising on securities | 2016-07-01 | RO | Dealing in securities | 2016-07-01 |
| 3 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | RO | Dealing in futures contracts | 2014-05-12 | |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | RO | Dealing in securities | 2014-05-12 | 2016-06-30 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-04-11 | 2006-07-24 | RO | Dealing in securities | 2006-07-24 | 2011-11-10 | Rep | Advising on securities | 2007-08-07 | 2011-11-10 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-04-11 | 2006-07-24 | RO | Dealing in futures contracts | 2006-07-24 | 2011-11-10 | RO | Advising on futures contracts | 2008-02-12 | 2011-11-10 |
| 7 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-04-11 | 2006-07-24 | RO | Dealing in securities | 2006-07-24 | 2011-11-10 | Rep | Advising on securities | 2007-08-07 | 2011-11-10 |
| 8 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-08-15 | Rep | Asset management | 2003-12-09 | Rep | Advising on futures contracts | 2005-03-29 | Rep | Dealing in futures contracts | 2006-04-01 |
| 9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-03-29 | Rep | Asset management | 2005-03-29 | Rep | Advising on securities | 2006-04-01 | Rep | Dealing in securities | 2006-04-01 |
| 10 | RHB FUTURES HONG KONG LIMITED | RO | Dealing in futures contracts | 2011-12-05 | 2014-03-04 |
| 11 | RHB SECURITIES HONG KONG LIMITED | RO | Advising on securities | 2011-12-05 | 2014-03-04 | RO | Dealing in securities | 2011-12-05 | 2014-03-04 |
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