Chan, Cedric Ka Lun 陳嘉麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2003-09-09 | 2004-01-05 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2003-09-09 | 2004-01-05 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-05-26 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 |
| 4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-05-26 | |
| 5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-05-26 | 2016-06-30 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2004-01-12 | 2012-10-04 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-01-12 | 2012-10-04 |
| 8 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2012-10-26 | 2014-05-15 |
| 9 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2012-10-26 | 2014-05-15 |
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