Chan, Man Chiu 陳文超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on securities | 2009-04-02 | 2010-03-22 | Rep | Dealing in securities | 2009-04-02 | 2010-03-22 | Rep | Dealing in securities | 2010-07-20 | 2017-10-02 | Rep | Advising on securities | 2011-09-30 | 2013-08-13 | Rep | Dealing in securities | 2017-10-03 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-06-17 | 2010-03-22 | Rep | Dealing in futures contracts | 2010-07-20 |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-04-27 | 2010-07-17 | Rep | Dealing in securities | 2010-04-27 | 2010-07-17 |
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