Chan, Ping Tong 陳炳堂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on securities | 2009-06-29 | 2010-04-27 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-06-29 | 2010-04-27 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-06-29 | 2010-04-27 |
| 4 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-05-14 | 2010-07-17 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2010-05-14 | 2010-07-17 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-07-20 | 2011-12-12 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-20 | 2011-12-12 |
| 8 | KGI ASIA LIMITED | Rep | Advising on securities | 2010-12-02 | 2011-12-12 |
| 9 | GEO Securities Limited | Rep | Dealing in securities | 2013-09-06 | 2014-12-01 |
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