Chan, Alan Yuk Lun 陳玉倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-12-04 | Rep | Asset management | 2003-12-04 | Rep | Dealing in futures contracts | 2003-12-05 | Rep | Dealing in futures contracts | 2005-07-18 | 2008-04-16 |
| 2 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Advising on futures contracts | 2003-08-29 | Rep | Asset management | 2003-08-29 | Rep | Dealing in futures contracts | 2003-12-05 | Rep | Dealing in futures contracts | 2005-07-18 | 2008-04-16 | Rep | Advising on futures contracts | 2007-08-13 | 2008-04-16 |
| 3 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-04 | Rep | Advising on securities | 2003-12-04 | Rep | Asset management | 2003-12-04 | Rep | Dealing in securities | 2003-12-05 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-08-16 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2017-11-27 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-08-16 | 2017-11-27 |
| 6 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-05-19 | 2009-12-17 |
| 7 | Newedge Broker Limited | Rep | Automated trading services | 2008-05-19 | 2009-07-31 | Rep | Dealing in futures contracts | 2008-05-19 | 2009-07-31 |
| 8 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2009-12-17 |
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