Cheung, Yiu Kay 張耀基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-11-27 | 2022-04-15 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2020-11-27 | 2022-04-15 | Rep | Dealing in securities | 2023-08-15 |
| 3 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2004-06-04 | Rep | Advising on securities | 2004-06-04 | Rep | Asset management | 2004-06-04 | Rep | Dealing in securities | 2012-02-06 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-06-04 | Rep | Asset management | 2004-06-04 | Rep | Dealing in futures contracts | 2012-02-06 |
| 5 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2012-02-23 | 2020-03-27 |
| 6 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2012-02-23 | 2020-03-27 |
| 7 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2022-05-05 | 2022-09-29 |
| 8 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2022-05-05 | 2022-09-29 |
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