Guo, Xiaoxuan 郭筱璇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-05-20 | 2014-02-17 |
| 2 | Encap (Global) Asset Management Limited | Rep | Asset management | 2011-01-06 | 2011-05-31 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-09-12 | 2012-10-23 |
| 4 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2011-09-12 | 2012-10-23 |
| 5 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-05-18 | 2016-09-23 |
| 6 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-10-24 | 2015-06-05 |
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