Kam, Chi Shing 甘志城
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Haitong Futures Hong Kong Limited | Rep | Dealing in futures contracts | 2016-08-31 | 2019-04-24 |
2 | JMC Capital HK Limited | Rep | Dealing in securities | 2019-06-24 | 2020-10-01 |
3 | JMC Capital International Limited | Rep | Dealing in futures contracts | 2019-05-08 | 2020-07-28 | RO | Advising on futures contracts | 2020-07-28 | 2020-10-16 | RO | Dealing in futures contracts | 2020-07-28 | 2020-10-16 | Rep | Advising on futures contracts | 2020-10-01 | 2020-10-01 | Rep | Dealing in futures contracts | 2020-10-01 | 2020-10-01 |
4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-05-27 | 2011-12-17 |
5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-05-27 | 2011-12-17 |
6 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2003-05-29 | Rep | Asset management | 2003-05-29 | Rep | Dealing in futures contracts | 2011-05-12 |
7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-05-29 | Rep | Advising on securities | 2003-05-29 | Rep | Asset management | 2003-05-29 | Rep | Automated trading services | 2003-09-11 | Rep | Dealing in securities | 2011-05-12 |
8 | SHENYIN WANGUO BROKERAGE (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-05-29 | Rep | Advising on securities | 2003-05-29 | Rep | Asset management | 2003-05-29 | Rep | Dealing in securities | 2003-05-29 |
9 | SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED | Rep | Dealing in securities | 2007-08-23 | 2011-05-12 |
10 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2012-01-30 | 2016-08-13 |
11 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2013-03-01 | 2016-08-13 |
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