Kam, Chi Shing 甘志城

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Haitong Futures Hong Kong Limited Rep Dealing in futures contracts 2016-08-31 2019-04-24
2 JMC Capital HK Limited Rep Dealing in securities 2019-06-24
3 JMC Securities and Futures Investment HK Limited Rep Dealing in futures contracts 2019-05-08 2020-07-28
RO Advising on futures contracts 2020-07-28
RO Dealing in futures contracts 2020-07-28
4 KGI ASIA LIMITED Rep Dealing in securities 2011-05-27 2011-12-17
5 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2011-05-27 2011-12-17
6 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Rep Advising on futures contracts 2003-05-29
Rep Asset management 2003-05-29
Rep Dealing in futures contracts 2011-05-12
7 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Rep Advising on corporate finance 2003-05-29
Rep Advising on securities 2003-05-29
Rep Asset management 2003-05-29
Rep Automated trading services 2003-09-11
Rep Dealing in securities 2011-05-12
8 SHENYIN WANGUO BROKERAGE (H.K.) LIMITED Rep Advising on corporate finance 2003-05-29
Rep Advising on securities 2003-05-29
Rep Asset management 2003-05-29
Rep Dealing in securities 2003-05-29
9 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED Rep Dealing in securities 2007-08-23 2011-05-12
10 Soochow Securities International Brokerage Limited Rep Dealing in securities 2012-01-30 2016-08-13
11 Soochow Securities International Futures Limited Rep Dealing in futures contracts 2013-03-01 2016-08-13

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