Ku, Chu Hin 古處軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF Securities Limited | Rep | Dealing in futures contracts | 2018-03-19 | 2018-08-14 | Rep | Dealing in securities | 2018-03-19 | 2018-08-14 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-06-25 | Rep | Advising on securities | 2004-06-25 | Rep | Asset management | 2004-06-25 | Rep | Automated trading services | 2004-06-25 | Rep | Dealing in securities | 2004-11-08 |
| 3 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2004-06-25 | Rep | Asset management | 2004-06-25 | Rep | Dealing in futures contracts | 2004-11-08 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-06-25 | Rep | Advising on securities | 2004-06-25 | Rep | Asset management | 2004-06-25 | Rep | Automated trading services | 2004-06-25 | Rep | Dealing in securities | 2004-11-08 |
| 5 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-06-23 | 2014-10-20 | Rep | Dealing in securities | 2014-06-23 | 2014-10-20 | Rep | Dealing in futures contracts | 2019-10-18 | Rep | Dealing in securities | 2019-10-18 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2004-11-10 | 2013-07-13 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-11-10 | 2013-07-13 |
| 8 | PO SANG SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-10-29 | 2019-08-01 | Rep | Dealing in securities | 2018-10-29 | 2019-08-01 |
| 9 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-04-17 | 2018-02-28 |
| 10 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-04-17 | 2018-02-28 |
| 11 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2013-07-22 | 2014-05-30 | Rep | Dealing in securities | 2013-07-22 | 2014-05-30 |
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