Lam, Eric Tak Shing 林德成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-11-15 | 2015-09-30 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-11-15 | 2015-09-30 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-09-16 | 2011-11-05 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-09-16 | 2011-11-05 |
| 5 | Nomura Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | 2004-11-18 | Rep | Asset management | 2004-11-18 | Rep | Dealing in futures contracts | 2010-02-19 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-18 | Rep | Advising on securities | 2004-11-18 | Rep | Asset management | 2004-11-18 | Rep | Dealing in securities | 2010-05-13 | Rep | Dealing in futures contracts | 2004-11-29 | 2010-05-13 |
| 7 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-18 | Rep | Advising on securities | 2004-11-18 | Rep | Asset management | 2004-11-18 | Rep | Dealing in securities | 2010-05-13 | Rep | Dealing in futures contracts | 2010-02-05 | 2010-05-13 |
| 8 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-10-06 | |
| 9 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-10-06 |
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