Lau, Daniel Cheung Ka 劉長加
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2014-03-07 | 2016-03-02 | Rep | Dealing in futures contracts | 2014-03-07 | 2016-03-02 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2014-03-07 | 2016-03-02 | Rep | Dealing in securities | 2014-03-07 | 2016-03-02 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-02-23 | 2012-10-03 |
| 4 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on securities | 2011-02-23 | 2012-10-03 | Rep | Dealing in securities | 2011-02-23 | 2012-10-03 |
| 5 | ORIENT SECURITIES LIMITED | Rep | Dealing in securities | 2010-03-22 | 2011-02-07 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-02-27 | 2009-01-23 | Rep | Leveraged foreign exchange trading | 2007-05-17 | 2009-01-23 | Rep | Advising on futures contracts | 2008-08-14 | 2009-01-23 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-02-27 | 2009-01-23 |
| 8 | ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-12-15 | 2018-07-22 | Rep | Asset management | 2016-12-15 | 2018-07-22 |
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