Le, Anh Dung
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-06-16 | Rep | Advising on securities | 2003-06-16 | Rep | Asset management | 2003-06-16 | Rep | Automated trading services | 2003-06-16 | Rep | Dealing in securities | 2003-06-16 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2005-08-08 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2022-03-30 |
| 3 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-10-09 | 2005-08-03 |
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