Li, Chi Lap (SFC:AVG423) 李智立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-07-06 | 2017-10-02 | Rep | Advising on securities | 2012-05-10 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2020-12-02 | Rep | Dealing in securities | 2017-10-03 | 2020-12-02 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-10-27 | 2020-12-02 |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2010-05-31 | 2010-06-10 |
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