Liu, Wai Ping (SFC:APO411) 廖偉平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-14 | 2016-10-11 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2008-10-14 | 2016-10-11 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-09-06 | 2008-10-07 |
| 4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-05-21 | 2008-10-07 |
| 5 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-09-06 | 2008-10-07 |
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