Lok, Suen Hong 駱遜康

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Bright Smart Asset Management Limited RO Asset management 2015-07-28 2017-04-26
RO Asset management 2017-12-19
2 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2015-05-12 2017-04-26
Rep Advising on securities 2017-12-19
Rep Dealing in securities 2017-12-19
3 FULBRIGHT SECURITIES LIMITED Rep Dealing in securities 2012-05-31 2015-03-21
4 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep Dealing in securities 2012-02-28 2012-05-24
5 KGI ASIA LIMITED Rep Dealing in securities 2011-01-11 2012-02-10
6 Look's Securities Limited RO Dealing in securities 2017-06-05 2017-12-13
7 Safari Asia Limited RO Advising on securities 2017-06-05 2017-12-13
RO Asset management 2017-06-05 2017-12-13
8 SOUTH CHINA RESEARCH LIMITED Rep Advising on securities 2006-03-15 2008-07-06
9 SOUTH CHINA SECURITIES LIMITED Rep Dealing in securities 2006-03-15 2008-07-06
10 Yuanta Asia Investment (Hong Kong) Limited Rep Advising on securities 2008-07-15 2011-01-06
Rep Dealing in securities 2008-07-15 2011-01-06
Rep Asset management 2008-08-25 2010-06-21

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