Ma, Christine Pamela 馬素冰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2009-11-13 | 2009-12-11 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2009-11-13 | 2009-12-11 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-10-02 | 2009-10-27 |
| 4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-10-02 | 2009-10-27 |
| 5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-10-02 | 2009-10-27 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-05-06 | 2017-10-02 | Rep | Advising on securities | 2011-03-15 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2019-06-14 | Rep | Dealing in securities | 2017-10-03 | 2020-03-05 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-05-06 | 2019-06-03 |
| 8 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-07-13 | 2009-04-10 | Rep | Advising on futures contracts | 2006-09-13 | 2009-04-10 |
| 9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-07-13 | 2009-04-10 | Rep | Advising on securities | 2006-09-13 | 2009-04-10 |
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