Ng, Sam Chi Him 吳子謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2008-12-11 | 2009-08-01 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-01-21 | 2009-08-01 |
| 3 | CHINA CIFCO SECURITIES CO., LIMITED | Rep | Dealing in securities | 2021-09-14 | 2022-01-27 | RO | Advising on securities | 2022-01-27 | RO | Dealing in securities | 2022-01-27 |
| 4 | CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2019-05-06 | |
| 5 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-05-14 | 2016-01-29 | Rep | Dealing in futures contracts | 2016-05-20 | 2019-04-04 |
| 6 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2012-05-14 | 2016-01-29 | Rep | Dealing in securities | 2016-05-20 | 2019-04-04 | Rep | Advising on securities | 2017-02-23 | 2019-04-04 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-11-01 | 2012-05-07 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-11-01 | 2012-05-07 |
| 9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-07-13 | 2008-01-01 |
| 10 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-08-21 | 2010-09-30 | Rep | Dealing in securities | 2009-08-21 | 2010-09-30 |
| 11 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-02-15 | 2016-05-11 |
| 12 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2016-02-15 | 2016-05-11 |
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