Ng, Siu Kwan (SFC:ABN711) 吳少坤

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Advising on corporate finance 2004-06-25
2 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Advising on corporate finance 2004-06-25
3 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Advising on futures contracts 2004-06-25
4 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Advising on securities 2004-06-25
5 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Advising on securities 2004-06-25
6 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Asset management 2004-06-25
7 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Asset management 2004-06-25
8 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Asset management 2004-06-25
9 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Automated trading services 2004-06-25
10 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Automated trading services 2004-06-25
11 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2004-09-21
12 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2004-09-22
13 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2004-09-21
14 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Dealing in securities 2004-09-21
15 KGI ASIA LIMITED Rep Dealing in securities 2004-09-22 2017-10-02
16 KGI ASIA LIMITED Rep Dealing in securities 2017-10-03

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