Pang, Siu Kwong 龐紹光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI Asset Management Limited | Rep | Asset management | 2019-06-24 | 2022-12-06 |
| 2 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-09-01 | 2009-04-01 | CELESTIAL COMMODITIES LIMITED | Rep | 2009-04-09 | 2010-01-10 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | 2010-01-20 | 2010-11-06 | KGI FUTURES (HONG KONG) LIMITED | Rep | 2010-11-10 | 2022-12-06 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 2022-12-29 |
| 3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-04-17 | 2009-04-01 | CELESTIAL SECURITIES LIMITED | Rep | 2009-04-09 | 2010-01-10 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 2010-01-20 | 2010-11-06 | KGI ASIA LIMITED | Rep | 2010-11-10 | 2017-10-02 | KGI ASIA LIMITED | Rep | 2017-10-03 | 2022-12-06 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 2022-12-29 |
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