Tsai, Ming-Hsiao 蔡明孝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JS CRESVALE CAPITAL LIMITED | Rep | Dealing in securities | 2009-08-31 | 2010-08-21 |
| 2 | JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2006-07-20 | 2010-08-21 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-08-03 | 2016-07-06 | Rep | Advising on securities | 2013-09-19 | 2016-07-06 | RO | Advising on securities | 2016-07-06 | 2017-10-02 | RO | Dealing in securities | 2016-07-06 | 2017-10-02 | RO | Advising on securities | 2017-10-03 | 2020-02-24 | RO | Dealing in securities | 2017-10-03 | 2020-02-24 |
| 4 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2011-08-03 | 2016-07-06 | Rep | Advising on securities | 2013-09-19 | 2016-07-06 | RO | Advising on securities | 2016-07-06 | 2017-10-02 | RO | Dealing in securities | 2016-07-06 | 2017-10-02 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2010-09-03 | 2011-03-23 | RO | Dealing in securities | 2011-03-23 | 2011-07-01 |
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