Wong, Pui Pui (SFC:AOX914) 王蓓蓓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2008-06-10 | 2010-02-25 | Rep | Dealing in securities | 2008-06-10 | 2010-02-25 |
| 2 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-03-02 | 2010-04-08 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-03-02 | 2010-04-08 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-04-20 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2021-03-15 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-04-20 | 2021-03-15 |
| 6 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-12-11 | 2008-05-31 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-05-17 | 2008-05-31 |
| 8 | SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED | Rep | Dealing in securities | 2007-08-23 | 2008-05-31 |
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