Wong, Sum On 黃森安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2006-08-31 | 2008-05-22 |
| 2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2006-08-31 | 2008-05-22 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-08-12 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2022-12-14 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-09-02 | 2022-12-14 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-06-02 | 2009-08-01 |
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