Wong, Wang Yum 王宏鑫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-01-21 | 2012-05-04 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-11-14 | 2012-05-04 |
| 3 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2008-04-15 | 2008-09-11 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-06 | 2010-01-01 | Rep | Dealing in securities | 2008-11-21 | 2010-01-01 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on securities | 2010-10-11 | 2011-01-12 | Rep | Dealing in securities | 2010-10-11 | 2011-01-12 |
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