Wong, Wing Kwan (SFC:AXH995) 王榮昆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CATHAYSIA ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-07-13 | 2023-02-21 | RO | Asset management | 2023-02-21 |
| 2 | CATHAYSIA SECURITIES LIMITED | Rep | Dealing in securities | 2020-07-13 | 2023-02-21 | Rep | Advising on securities | 2022-04-22 | 2023-02-21 | RO | Advising on securities | 2023-02-21 | RO | Dealing in securities | 2023-02-21 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-06-02 | 2015-05-06 |
| 4 | Quam Securities Limited | Rep | Dealing in securities | 2015-05-22 | 2015-06-23 |
| 5 | South China Investment Management Limited | Rep | Asset management | 2016-12-05 | 2019-09-25 |
| 6 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2016-12-05 | 2019-09-25 |
| 7 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2016-12-05 | 2019-09-25 |
| 8 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-07-30 | 2016-11-01 |
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