Yao, Cissy Qian 姚茜

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 KGI ASIA LIMITED Rep Dealing in securities 2007-05-16 2017-10-02
Rep Dealing in securities 2017-10-03 2020-06-30
2 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2007-05-16 2020-06-30
3 MIB FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2005-09-28 2007-05-01
4 MIB SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2004-11-30 2007-05-01

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