Yim, Siu Hong 嚴兆航
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Easy Fund Management Company Limited | RO | Advising on securities | 2017-10-30 | 2018-12-15 | RO | Asset management | 2017-10-30 | 2018-12-15 |
| 2 | KGI ASIA LIMITED | Rep | Advising on securities | 2010-10-15 | 2017-03-06 | Rep | Dealing in securities | 2010-10-15 | 2017-03-06 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-10-15 | 2017-03-06 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-05-16 | 2010-10-01 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-11-18 | 2004-12-28 | Rep | Dealing in securities | 2006-07-26 | 2010-10-01 | Rep | Advising on securities | 2009-03-27 | 2010-10-01 |
| 6 | Quam Securities Limited | Rep | Dealing in securities | 2005-02-05 | 2006-07-06 |
| 7 | T G HOLBORN (HK) LIMITED | Rep | Advising on corporate finance | 2003-04-17 | Rep | Advising on securities | 2003-04-17 |
| 8 | Wynson Asset Management Limited | RO | Advising on securities | 2019-01-02 | RO | Asset management | 2019-01-02 |
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