Chan, Yu Wai 陳宇威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2008-07-30 | 2008-10-15 | Rep | Dealing in securities | 2008-07-30 | 2008-10-15 | RO | Advising on corporate finance | 2008-10-15 | 2018-02-28 | RO | Dealing in securities | 2008-10-15 | 2018-02-28 |
| 2 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-08-06 | 2007-05-04 | Rep | Dealing in securities | 2004-08-06 | 2007-05-04 |
| 3 | VC CAPITAL LIMITED | Rep | Advising on securities | 2003-12-31 | Rep | Asset management | 2003-12-31 | Rep | Advising on corporate finance | 2004-08-06 | Rep | Dealing in securities | 2004-08-06 |
| 4 | Zijing Capital Limited | Rep | Advising on corporate finance | 2007-07-04 | 2008-02-22 | Rep | Dealing in securities | 2007-07-04 | 2008-02-22 | RO | Advising on corporate finance | 2008-02-22 | 2008-07-16 | RO | Dealing in securities | 2008-02-22 | 2008-07-16 |
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