Lai, Wing Yee (SFC:ARF548) 黎穎儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Huarong International Securities Limited | Rep | Advising on securities | 2010-12-15 | 2011-05-30 | Rep | Dealing in futures contracts | 2010-12-15 | 2011-05-30 | Rep | Dealing in securities | 2010-12-15 | 2011-05-30 |
2 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-06-07 | 2014-02-27 | Rep | Dealing in futures contracts | 2019-07-23 | 2023-10-17 |
3 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-06-07 | 2014-02-27 | Rep | Dealing in securities | 2019-07-23 | 2023-10-17 |
4 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2014-03-18 | 2015-06-13 |
5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-06-23 | 2010-11-20 | Rep | Advising on futures contracts | 2009-09-28 | 2010-11-20 |
6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-06-23 | 2010-11-20 | Rep | Advising on securities | 2009-09-28 | 2010-11-20 |
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