Lam, Frank Chung Leung 林忠良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DRAKE & MORGAN LIMITED (HK) | Rep | Advising on corporate finance | 2003-06-10 | Rep | Advising on securities | 2003-06-10 | Rep | Asset management | 2003-06-10 | Rep | Dealing in securities | 2003-10-24 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-03-07 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-03-07 | |
| 4 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-07-30 | 2017-02-28 |
| 5 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-07-30 | 2017-02-28 |
| 6 | REXCAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-06-16 | 2004-04-16 |
| 7 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2004-04-27 | 2004-07-28 |
| 8 | VC FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-04-27 | 2004-07-28 |
| 9 | WINGS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-10-24 | 2004-04-16 |
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