Wong, Yan Suet 王恩雪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-08-20 | 2020-11-27 |
| 2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2015-08-20 | 2020-11-27 |
| 3 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-01-19 | 2013-04-20 |
| 4 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-01-19 | 2013-04-20 |
| 5 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-01-14 | 2009-08-16 | Rep | Dealing in futures contracts | 2010-07-09 | 2011-01-16 |
| 6 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2009-01-14 | 2009-08-16 | Rep | Dealing in securities | 2010-07-09 | 2011-01-16 |
| 7 | UP WAY SECURITIES LIMITED | Rep | Dealing in securities | 2021-04-22 | 2021-05-31 |
| 8 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-07-22 | 2015-08-08 |
| 9 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2013-07-22 | 2015-08-08 |
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