Wong, Derek Chun Wai 王振威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIB SECURITIES (HONG KONG) LIMITED | RO | Advising on corporate finance | 2004-06-16 | RO | Asset management | 2004-06-16 | RO | Advising on securities | 2013-02-08 | RO | Dealing in securities | 2013-02-08 | Rep | Advising on securities | 2013-02-08 | 2013-05-01 | Rep | Dealing in securities | 2013-02-08 | 2013-05-01 |
| 2 | T & F Equities Limited | RO | Dealing in securities | 2018-01-29 | 2022-09-24 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2016-10-20 | 2016-10-31 | Rep | Dealing in securities | 2016-10-20 | 2016-10-31 | RO | Advising on securities | 2016-10-31 | 2018-01-27 | RO | Dealing in securities | 2016-10-31 | 2018-01-27 |
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