Lam, Mi Mi 林美美
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Evergrande Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-07-30 | Rep | Advising on securities | 2003-07-30 | Rep | Asset management | 2003-07-30 | Rep | Dealing in securities | 2003-07-30 |
| 2 | KAM FAI SECURITIES CO., LIMITED | Rep | Dealing in securities | 2003-07-31 | 2006-01-16 |
| 3 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-05-25 | 2013-01-01 | Rep | Dealing in securities | 2022-09-19 |
| 4 | T & F Equities Limited | Rep | Dealing in securities | 2006-02-01 | 2011-05-25 | Rep | Dealing in securities | 2013-01-09 | 2016-04-05 | RO | Dealing in securities | 2016-04-05 | 2016-09-28 | Rep | Dealing in securities | 2016-09-28 | 2016-09-29 | Rep | Dealing in securities | 2018-02-02 | 2022-09-16 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2016-05-04 | 2018-01-27 |
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