Mak, Rick G.
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in securities | 2012-10-09 | 2013-02-18 |
2 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2006-11-08 | 2007-02-27 |
3 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-09-14 | 2012-06-25 |
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