Wong, Yiu Sun (SFC:AFL699) 黃耀燊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2008-05-20 | 2008-11-12 |
2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-05-20 | 2008-11-12 |
3 | FIRST WORLDSEC SECURITIES LIMITED | Rep | Dealing in securities | 2009-01-02 | 2009-06-10 |
4 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-01-08 | |
5 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-09 | Rep | Advising on securities | 2003-07-09 | Rep | Asset management | 2003-07-09 | Rep | Dealing in securities | 2008-05-01 | Rep | Dealing in securities | 2009-06-15 | 2017-06-26 | RO | Dealing in securities | 2017-06-26 |
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